International Collaborations and Disclosure Requirements

USC is engaged in far-reaching, global research and recognizes the importance of these international collaborations.  To protect the security of the research enterprise, federal sponsors are placing increased emphasis on the disclosure of foreign affiliations, relationships and sources of support, whether they are funded or in-kind support.  Conflicts of interest and commitment, especially with foreign entities, are a key focus of the recent National Security Presidential Memorandum 33 (NSPM 33) and the CHIPS and Science Act, which are designed to safeguard United States research and researchers.  The resources on this page aim to assist faculty in ensuring relationships with foreign entities comply with federal disclosure requirements.

Background Information

“Understanding International Engagement Disclosure Requirements”: Training on TrojanLearn

Quick Guide on Disclosure of Foreign Relationships

Foreign Relationship Reporting Guidance: When and Where to Report

Presentation – International Engagement (Key Considerations)

Memorandum on International Collaborations, Export Controls, and Disclosure Requirements

FAQs on Faculty Foreign Research Relationships

Sponsor Guidance

New Federal Common Disclosure Forms for Biographical Sketch and Current and Pending (Other) Support – STARTING MAY 25, 2025

National Institutes of Health (NIH)

**NEW** Reminder – Definition of Foreign Components (May 2026) – expanded the previous definition on foreign components

**NEW** Research Security Training Requirements for NIH (December 2025) – Required for applications submitted for due dates on or after May 25, 2026

**NEW** New Application Structure for NIH-Funded International Collaborations (September 2025) – Effective for due dates on or after January 25, 2026, competing applications requesting funding for foreign components must use NIH’s new international collaboration award structure

**NEW** Updated NIH Policy on Foreign Subawards (May 2025) – Applies to applications submitted before May 1, 2025, and active projects on or before May 1, 2025

NIH Processes and Decision Matrix for Reviewing Foreign Activities (August 2024)

NIH Requirements for Disclosure of Other Support, Foreign Components and Conflicts of Interest (August 2023)

NIH One-Pager On Disclosure Requirements Effective 1/25/2022 – USC Guidance

NIH Update to USC Faculty and Staff Memo (October 2021) – USC Guidance

NIH Changes Explained Slide Deck (June 2021) – USC Guidance

Foreign Interference in National Institutes of Health Funding and Grant Making Processes: A Summary of Findings From 2016 to 2021 (July 2021)

National Science Foundation (NSF)

**NEW** Prohibition on Collaborations with Restricted Entities – Beginning in FY 2027, senior/key personnel on NSF-funded projects will be prohibited from collaborating with entities on U.S. restricted parties lists.  Institutions and senior/key personnel will be required to certify compliance with these restrictions during proposal submission.

**NEW** NSF SECURE Center

Important Notice No. 149: Updates to NSF Research Security Policies (Updated November 2025) – Effective December 2, 2025, including research security training certification, required supporting documentation for foreign appointments/employment/talent program participation, MFTRP certifications, Confucius Institute restrictions, and updated Foreign Financial Disclosure Report requirements

NSF Biographical Sketch and Current and Pending Support Disclosure Information (summary table updated January 2023)

NSF-approved biographical sketch and current and pending support formats: NSF biographical sketch and current and pending support

NSF FAQs on Current and Pending Support (Effective June 1, 2020; Updated February 2023)

Dear Colleague Letter Regarding Research Protection (July 2019)

Department of Defense (DoD)

DoD webpage on Academic Research Security, including the DoD risk matrix, policy for risk-based security reviews of fundamental research projects, 1286 entity list, and relevant memos.

Department of Defense (DoD) 1260H List (UPDATED JUNE 2026):  List of names of “Chinese military companies” operating directly or indirectly in the United States.

Memorandum Enlisting University Partnership (October 2019)

Memorandum Regarding Actions for the Protection of Intellectual Property, Controlled Information, Key Personnel and Critical Technologies (March 2019)

Department of Energy (DoE)

**NEW** DoE Covered Individual Form – DOE now requires covered individuals to complete the Common Forms for Biographical Sketch and Current and Pending (Other) Support in SciENcv, certify no current participation in a Malign Foreign Talent Recruitment Program, and, for R&D proposals, certify completion of research security training.

**NEW** DoE Research Security Training Requirement (October 2024) – Covered individuals must complete research security training within the 12 months before application submission for applicable R&D applications/projects; mandatory as of May 1, 2025.

Department of Energy Current and Pending Support Disclosure Requirements (June 2022)

National Aeronautics and Space Administration (NASA)

**NEW** NASA Research Security Training Requirement (February 2026)

**NEW** NASA Grant and Cooperative Agreement Manual / Common Disclosure Forms – Effective October 1, 2024, covered individuals must submit NASA’s biographical sketch and current and pending support disclosure forms with applications.

**NEW** NASA Pre-Award and Post-Award Disclosure Requirements – NASA provides a disclosure matrix identifying which activities must be disclosed in the biographical sketch, current and pending support, facilities/equipment/other resources, and project reports.

U.S. Department of Agriculture / National Institute of Food and Agriculture (NIFA)

**NEW** NIFA Application Support Templates – Add NIFA’s current Biographical Sketch and Current & Pending Support templates, including the March 2025 Current & Pending Support template.

**NEW** USDA Research Security Training Requirement (July 2025)

Government and Association Guidance

Council on Governmental Relations (COGR) Resource Page on Science and Security

Association of American Universities Science & Security

Joint Committee on the Research Environment (“JCORE”) Recommended Practices for Strengthening the Security and Integrity of America’s Science and Technology Research Enterprise (January 2021)

National Security Policy (NSPM) 33 (January 2021)

NSF JASON Report (December 2019)

In the News

**NEW** House Select Committee on the Chinese Communist Party (CCP) Reports

Department of Defense Seeks To Combat Undue Foreign Influence In Higher Education Institutions With Funding Restrictions (June 2023)

Archive

In the News Archive

Stanford University Agrees to Pay $1.9 Million to Resolve Allegations That It Failed to Disclose Foreign Research Support in Federal Grant Proposals (October 2023)

Harvard Professor Faces Prison Sentence and Fines for Failing to Disclose Participation in Talents Program (December 2021)

Ohio State Professor Jailed for Three Years for Failing to Disclose Chinese Talent Program Participation and Research Affiliations (May 2021)

Fifty-four scientists have lost their jobs as a result of NIH probe into foreign ties (June 2020)

University of Tennessee Researcher Indicted for For Wire Fraud and Making False Statements About Affiliation with Chinese University (February 2020)

Harvard Professor Arrested for Failing to Disclose Participation in Talents Program (January 2020)

DOJ Reaches $5.5 Million Settlement with Van Andel Research Institute for Failure to Disclose Foreign Relationships (December 2019)

NIH Investigates Foreign Influence (October 2019)

University of Kansas Professor Indicted (August 2019)

Emory Fires Two Researchers for Failure to Disclose Foreign Ties (May 2019)

MD Anderson Ousts Three Scientists for Undisclosed Foreign Relationships (April 2019)

Sponsor Guidance Archive

Upcoming Changes to Biographical Sketch and Other Support Disclosures (effective January 25, 2022) (March 2021)

NIH Reminder on Policies Related to Foreign Support and Financial Conflicts of Interest (July 2019)

NIH Requirements on Investigator Disclosures of Foreign Financial Interests (March 2018)

NIH Definition of Foreign Component

US Innovation and Competition Act (formerly Endless Frontiers Act) (May 2021)

Section 223 of the FY ’21 National Defense Authorization Act (NDAA)(January 2021)